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Mercury

Senior Compliance Risk Manager - Securities Compliance

San Francisco, CA, New York, NY, Portland, OR, Or Remote Within United States | Any Office Or RemoteFull timeCompliancePosted 1 month agoStill open. Checked 4h ago

About the job

In Rome, senators were barred from shipping grain for profit. In India, Buddhist parables warned of merchants who abused their customers’ trust. In 17th-century Amsterdam, the earliest shareholders demanded transparency from the world’s first joint-stock company. In every era, one principle has reasserted itself: where there is financial power, there must also be ethical infrastructure. Where there is innovation, there must also be controls ensuring a strong, trustworthy foundation upon which the growth is built.…

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